App-Based Trading Enabling Global Access to Public Securities

Direct Exchange Access | Blockchain-Powered

Offering Type:
Reg D 506(c)

Asset Type:
Common Stock

Offering Size:
$2,500,000

How To Invest

Step 1:

Complete Subscription Booklet

Step 2:

Fund Using PayPal:

Number of Shares

At $3,000 per share, you will pay $3,000

Alternatively, you may fund using a bank wire

*U.S. investors must be accredited to purchase ownership shares.

Only 833 shares available at $3,000 each. Join us to enable global access to public securities!

$245k listing fee revenue for six months; an average of $17.5k per issuer*, with 33 issuers from Nasdaq, NYSE, CSE, OTC markets and international markets in progress.
4 million lines of in-house developed, software code for the Upstream app.
$26.5m invested in GlobexUS Holdings Corp., incorporated in Delaware on 1.1.2019.
STAMP, member of the U.S. Securities Transfer Agents Medallion Program.
Integrated with the U.S markets through a SEC Register Transfer Agent.
US Dollar fiat custodian with $250k FDIC insurance for all Upstream investors.
Upstream operates as a “qualified” digital securities custodian.
Rapid growth in user acquisition since November.

Investment Details

GlobexUS Holdings Corp (Horizon)

Reg D 506 (c) Offering

$2.5 Million Offering to Fund Growth
Selling 833 Shares at $3,000 Each
Pre-money Valuation $75 Million
Company intends to pay a residual dividend from cash flows, after expenses and expansion capital allocations.

*U.S. investors must be accredited to purchase ownership shares.

Investment Particulars:

Upstream Particulars:

GlobexUS Holdings Corp (Horizon) is the blockchain software business powering Upstream, a joint venture with MERJ Exchange Limited (MERJ).

Upstream is the first regulated market powered by blockchain to offer both securities and NFT trading.

Real-time trading using on-chain orderbooks with smart-contract prevention of predatory market practices.
Direct trader access to exchange with expanded trading hours and crypto and USD funding ramps.
Streamlined onboarding for a global investor base with FDIC-insured cash accounts for both U.S. and non-U.S. traders.

Stay Connected

Investment Particulars:

Upstream Particulars:

FAQ

How do I invest?
Tap Invest Now, complete the investment form and fund your investment.

Who can invest?
U.S. investors must be accredited to purchase ownership shares.

What class of share is being sold in this offering?
Common stock, the same share class as the founders and other investors.

Who is issuing the shares?
GlobexUS Holdings Corp (Horizon), a Delaware corporation, is the issuer of this private placement.

Who are the key team members of the company?

Brian Collins CEO, co-founder, technologist
Mark Elenowitz President, co-founder, U.S. broker dealer
Mike Boswell CFO, financial professional, U.S. broker dealer
Dr Andy Le Gear CTO, technologist
Pete Hall CIO, technologist
Vanessa Malone Marketing lead

What blockchain technology is used by Upstream?
https://raneum.com , an Ethereum layer-2 that rolls-up to Ethereum mainnet. All Upstream smart contracts are programmed in Solidity.

Does GlobexUS Holdings Corp. own Upstream/MERJ?
Horizon has a 50/50 JV Partnership with MERJ Exchange (MERJ) which operates Upstream as a fully regulated and licensed integrated securities exchange, clearing system and depository for digital and non-digital securities.

Can investors deposit the USDC cryptocurrency?
Yes, Upstream allows USDC deposits on Ethereum layer-1 and operates a bi-directional layer-2 bridge smart-contract. USDC deposits will eventually be sold for US Dollar fiat, which is deposited at Upstream’s U.S. banking partner in the user’s name.

Is Upstream a cryptocurrency exchange?
No, Upstream only lists public securities that originate from a regulated transfer agent, not cryptocurrencies.

How safe is the money deposited at Upstream?
All deposits are held in the name of the Upstream user (for further credit) at Upstream’s U.S. banking partner and, unlike FTX etc., is not part of Upstream’s assets in the event of Upstream’s liquidation. Furthermore, every depositor has $250k of FDIC insurance.

How safe are the securities deposited for trading at Upstream?
All shares are legally treated as “assets held away” and in the event of Upstream’s liquidation, all shares are returned to each issuers transfer agent and recorded in book-entry in the shareholder's own name/address.

Do I need to do KYC?
Yes, in order to appear in the shareholder registry of a public company, a person's name and address must be verified by Upstream.

Does Upstream support Automated Market Making?
Yes, Upstream supports a Solidity implementation of an AMM using the constant product formula paradigm (similar to Uniswap.org) which is expected to be available in Q2.

Does Upstream support options trading for securities?
Yes, Upstream supports covered calls and cash-covered puts, which are expected to be available in Q2.

Investment Particulars:

Upstream Particulars:

Fund Now

PayPal:

Number of Shares

At $3,000 per share, you will pay $3,000

Wire:

Chase Bank, Checking account ABA # 021000021

SWIFT: CHASUS33

A/C #: 367935019

A/C Name: GlobexUS Holdings Corp

Bank Address:

Chase Bank

1411 Broadway

New York, NY 10008

Phone: 212 819 271

Company Address:

GlobexUS Holdings Corp.

C/O Hunter Taubman Fischer & Li LLC 950 Third Avenue, 19th Floor

New York, NY 10022

Phone: 516 987 3155

This presentation contains summary information about GlobexUS Holdings, Corp., “Company”, as of March 2023. The information in this presentation is of general background and contains an overview and summary of certain data selected by the management of Company. It does not purport to be complete. Company is currently undertaking a private placement offering pursuant to Section 4(a)(2) of the Securities Act of 1933, as amended (the “Securities Act”), and/or Rule 506(c) of Regulation D promulgated thereunder and the Company is concurrently conducting an offering to non-U.S. investors pursuant to Regulation S. Investors should consider the investment objectives, risks, and investment time horizon of the Company carefully before investing. The offering documents relating to each offering of equity interests by the Company will contain this and other information concerning the Company, including risk factors, which should be read carefully before investing. Securities of the Company are being offered and sold in reliance on exemptions from registration under the Securities Act. In accordance therewith, you should be aware that (i) the securities may be sold only to “accredited investors,” as defined in Rule 501 of Regulation D; (ii) the securities will only be offered in reliance on an exemption from the registration requirements of the Securities Act and will not be required to comply with specific disclosure requirements that apply to registration under the Securities Act; (iii) neither the United States Securities and Exchange Commission (the “SEC”) or any state securities commission will pass upon the merits of or give its approval to the securities, the terms of the offering, or the accuracy or completeness of any offering materials; (iv) the securities will be subject to legal restrictions on transfer and resale and investors should not assume they will be able to resell their securities; investing in these securities involves a high degree of risk, and investors should be able to bear the loss of their entire investment. This presentation is not a prospectus, disclosure document or offering document under the law of any jurisdiction. It is for informational purposes only. This presentation is not investment or financial product advice (nor tax, accounting or legal advice) and is not intended to be used for the basis of making an investment decision. A recipient must make their own independent investigations, consideration and evaluation of Company and the offer and Company recommends that investors should obtain their own professional advice before making any investment decisions in the company. This document has been prepared based on information available at the time of presentation. No representation or warranty, express or implied, is made as to the fairness, accuracy or completeness of the information, opinions and conclusions contained in this presentation or any omission from this presentation or of any other written or oral information or opinions provided now or in the future to any person. While reasonable care has been taken to ensure that facts stated in this presentation are accurate and/or that the opinions expressed are fair and reasonable, no reliance can be placed for any purpose whatsoever on the information contained in this document or its completeness. Some of the statements appearing in this presentation are in the nature of forward-looking statements. You should be aware that such statements are predictions based on assumptions and are subject to inherent risks and uncertainties. Those risks and uncertainties include factors and risks specific to the industry in which Company operates as well as general economic conditions, prevailing exchange rates and interest rates and conditions in the financial markets and other factors that are in some cases beyond Company's control. As a result, any or all of the Company's forward-looking statements in this presentation may turn out to be inaccurate. This communication shall not constitute an offer to sell securities or the solicitation of an offer to buy securities in any jurisdiction where such offer or solicitation is not permitted.